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Employment Disputes
We handle a wide range of broker-dealer employment disputes including those arising from claims of sexual harassment, other employment discrimination, defamation and wrongful termination. We are widely recognized as one of the industry's leading practitioners in securities industry recruitment, noncompete and "raiding" matters. Our lawyers appear throughout the United States before FINRA arbitration panels of the as well as in federal and state courts in connection with these types of cases. We also provide employment counseling that covers the issues of greatest concern to broker-dealers, such as preventive practices, personnel policies and employment agreements. We have created Employee Handbooks for clients, and have also assisted in their implementation.
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